- Corporate Finance & Investment, CPE Courses Below RM200
- 51 (Registered)
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(0 Review)
Level
- Intermediate
Accreditation
- 5 SIDC CPE points
- 4 FIMM CPD points
ICF Competency Type / Title / Level
- Core / Ethics and Integrity / Level 3
Learning Outcome
- Recognise the concept of market manipulation
- Determine manipulation or ordinary market forces
- Explain different types of transaction-based market manipulation and consequences using real-life examples
- Demonstrate a professional and ethical manner
- Apply appropriate methods to protect oneself from market manipulation
Course Synopsis
In order to maintain the integrity of capital markets, it is essential that financial professionals do not undertake any activity to manipulate the market. Market manipulation occurs when a financial professional has an interest in a movement in the price of a security or a financial product and is in a position to change the price through the information they give or conceal from others and from the way in which they buy or sell the product.
This course will examine what constitutes transaction-based market manipulation and the related illegal market conduct. It will involve a mix of presentation and case-based discussion. It is designed to suit the needs of financial market professionals.
Course Content
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Downloadable Notes
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Notes
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Concept of Market Manipulation
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Difference between information-based and transaction-based market manipulation
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Different Types of Transaction-based Market Manipulation
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Painting the tape
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Wash trading
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Marking the open
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Marking the close
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Cornering the market
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Short squeeze
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Churning
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Portfolio pumping
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How to Protect Oneself
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Methods used to protect against transaction-based market manipulation
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Summative Assessment
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Final test
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Trainer
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